FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.See Instruction 1(b). | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| 1. Name and Address of Reporting Person * JACOBS PAUL E | 2. Issuer Name and Ticker or Trading Symbol QUALCOMM INC/DE [ QCOM ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman & CEO |
5775 MOREHOUSE DR. | 3. Date of Earliest Transaction (MM/DD/YYYY) | |
SAN DIEGO, CA 92121-1714 | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 2/4/2013 | M | 50500.0 | A | $37.29 | 419625.0 | I | by Trust (1) | ||
| Common Stock | 2/4/2013 | S (2) | 50500.0 | D | $66.9625 (3) | 369125.0 | I | by Trust (1) | ||
| Common Stock | 2/5/2013 | M | 19500.0 | A | $37.29 | 388625.0 | I | by Trust (1) | ||
| Common Stock | 2/5/2013 | S (2) | 19500.0 | D | $66.9603 (4) | 369125.0 | I | by Trust (1) | ||
| Common Stock | 27839.0 | D | ||||||||
| Common Stock | 454337.0 | I | By GRAT (5) | |||||||
| Common Stock | 454337.0 | I | by GRAT S (6) | |||||||
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Option (right to buy) | $37.29 | 2/4/2013 | M | 50500.0 | (7) | 11/11/2017 | Common Stock | 50500.0 | $0.0 | 347947.0 | D | ||||
| Non-Qualified Stock Option (right to buy) | $37.29 | 2/5/2013 | M | 19500.0 | (7) | 11/11/2017 | Common Stock | 19500.0 | $0.0 | 328447.0 | D | ||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| JACOBS PAUL E 5775 MOREHOUSE DR. SAN DIEGO, CA 92121-1714 | Chairman & CEO | ||||
| Signatures | ||
| By: Noreen E. Burns, Attorney-in-Fact For: Paul E. Jacobs | 2/6/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Transaction Code Definitions
General Transaction Codes
- P – Open market or private purchase of securities
- S – Open market or private sale of securities
- V – Transaction voluntarily reported earlier than required
Rule 16b-3 Transaction Codes
- A – Grant, award, or other acquisition
- D – Sale (or disposition) back to the issuer of the securities
- F – Payment of exercise price or tax liability by delivering or withholding securities
- I – Discretionary transaction, which is an order to the broker to execute the transaction at the best possible price
- M – Exercise of conversion of derivative security
Derivative Securities Codes
- C – Conversion of derivative security (usually options)
- E – Expiration of short derivative position (usually options)
- H – Expiration (or cancellation) of long derivative position with value received (usually options)
- O – Exercise of out-of-the-money derivative securities (usually options)
- X – Exercise of in-the-money or at-the-money derivatives securities (usually options)
Other Sections 16b Exempt Transactions and Small Acquisition Codes
- G – Bona fide gift
- L – Small Acquisition
- W – Acquisition or disposition by will or laws of descent and distribution
- Z – Deposit into or withdrawal from voting trust
Other Transaction Codes
- J – Other acquisition or disposition (transaction described in footnotes)
- K – Transaction in equity swap or similar instrument
- U – Disposition due to a tender of shares in a change of control transaction